Regulatory Reporting Specialist
EXANTE, Latvia
Job Description
EXANTE is an international investment company that provides direct market access and professional services to institutional investors, asset/wealth managers, brokerages and investment funds. Our one-stop multi-asset trading platform unlocks 150,000+ instruments including stocks amp; ETFs, options, bonds, futures, currencies and metals: https://exante.eu/ *
Headquartered in London, UK EXANTE has international representation in 10+ European and Asian locations. EXANTE is licensed by MFSA, CySEC, HK SFC, and UK FCA and employs over 350 talents across the globe blending trading and technology skill sets.
We are growing our international operations in Europe and Asia and therefore looking for an established Regulatory Reporting Specialist.
Location: Riga, Latvia
Departement: Legal amp; Compliance
Reporting line: Head of Brokerage
Responsibilities:
- Preparation of regulatory reports
- Preparation/analysis of regular trades/positions reports (Large trade reports, MiFIR Transaction reports, EMIR reports)
- Preparation/analysis of CRS/FATCA reports
- Preparation/analysis of US Qualified Intermediary reports
- Collaboration with various departments/counterparties to build a reporting process
- Daily cash and position reconciliation
- Trade break monitoring
Requirements
Requirements:
- Deep knowledge of derivative products and their record keeping
- Deep knowledge of cash-settled products and their record-keeping
- Knowledge about filing large trader and OCR reports for US derivatives exchanges and the CFTC
- Good analytical skills
- Good general awareness of trade reporting obligations for investment firms
- 2-3 years experience in a position related to derivatives trading/derivatives record keeping, securities settlements, reconciliation process.
- Ability to analyze large amounts of data
- Ability to find inconsistencies in analyzed data
- Advanced Excel skills (advanced formulas, pivot tables, macros)
Benefits
- Excellent career growth opportunity
- A chance to work in a trendsetting international financial technologies company
- Competitive remuneration package
- Extra medical insurance and co-financed professional development program after the probation period
- Free lunch and snacks in the corporate offices